Reporting on Competitive Grants
Reporting and Grant RequirementsGrantees should meet all of the requirements and conditions outlined in their grant agreement. The Historic Preservation Fund Grants Manual, provides detailed guidance on all grants funded through the Historic Preservation Fund.
The objective of your reporting is to provide information to the National Park Service about accomplishments under your grant agreement. The grant agreement is the document that outlines all requirements for your award and is a legal document. You are required to comply with the terms and conditions of your grant agreement.
Before Submitting A Report
- Read your grant agreement
- Know your grant number, also called a Federal Award Identification Number (FAIN), because you should include it in reporting information
- Be familiar with the scope of work and deliverables under your grant agreement
Interim ReportsInterim reports must be submitted every six months unless otherwise stated in your grant agreement. All reports must be accompanied by the SF-425 Federal Financial Report as well as a printed history of reimbursements made through the end of the reporting period. In addition, all interim reports and the final report must be submitted with the appropriate SF-428 Tangible Personal Property Report even if no equipment has been purchased using grant funds. A complete interim and final report will include all information as outlined in your grant agreement.
A complete interim report will include at least:ASAP overview page. Some grantees are required to submit an SF-270 Request for Advance or Reimbursement to their grant manager for approval prior to drawing down funds. Please review your grant agreement for details on how to request payment and if prior approval from NPS is necessary before making a drawdown.
Final ReportsFinal reports are due upon completion of the project or 90 days after the end of the grant period, whichever comes first. All reports must be accompanied by the SF-425 Federal Financial Report as well as a printed history of reimbursements made through the end of the reporting period. In addition, the final report must be submitted with the appropriate SF-428 Tangible Personal Property Report even if no equipment has been purchased using grant funds. A complete final report will include all information as outlined in your grant agreement.
A complete final report will include at least:ASAP overview page. Some grantees are required to submit an SF-270 Request for Advance or Reimbursement to their grant manager for approval prior to drawing down funds. Please review your grant agreement for details on how to request payment and if prior approval from NPS is necessary before making a drawdown.
Grant RequirementsIn addition to interim and final reporting requirements, grantees must submit a variety of documentation to stay in compliance with the terms of their grant agreement.
Completing the SF-270 Request for Advance or ReimbursementYour grant agreement will indicate whether or not you are required to complete this form. If you are required to sumbit an SF-270, it must be submitted and approved prior to you drawing down funds from ASAP. Make sure to put your grant number in either block 4 of block 7. Use block 5 to sequentially number your drawdown requests; if this is your first drawdown request, enter "1" in block 5. For your second request, you would ender "2" in block 5 and so on. In block 11, you should only use column A. Instructions for completing the rest of the form are on page 3 of the form; this instruction page does not need to be returned to your grant manager when you submit the SF-270 for review.
SF-428 Tangible Personal Property Report ReviewThere are five versions of the SF-428 series; the exact form submitted depends on what action is happening.
|Submit this form...||when...|
|SF-428||You are submitting any of the other SF-428 forms; this form is a coversheet.|
|SF-428A||You are submitting an interim report; this form should be accompanied by the SF-428. You should submit this form with every interim report, whether or not you purchased any equipment.|
|SF-428B||You are submitting a final report. You should submit this form with the final report, wheter or not you purchased any equipment.|
|SF-428C||You are requesting permission to dispose of equipment (property) at any time before the end of the grant.|
|SF-428S||You need more space than is available on another form.|
Compliance DocumentationSome grants have additional reporting requirements such as draft work products, draft architectural plans and specifications, and consultant qualifications. These must be submitted to your National Park Service grant manager for review and approval prior to moving forward with the project.
Environmental Screening FormThis worksheet captures information to ensure compliance with NEPA. It is meant to be a guide to completing the required NEPA review process for development and archeology projects. You may use another format to provide this information as long as the required data is provided to your grant manager or NPS technical reviewer. The National Preservation Institute provides an overview of the NEPA review process in general.
- Environmental Screening Worksheet (Word)
- Interim Guidance: Director's Order 12 - Categorical Exclusions (PDF)
National Historic LandmarksProjects involving National Historic Landmarks will have additional reporting requirements. You should work with your grant manager to submit any needed information. The State, Tribal, Local, Plans & Grants Division will need to work with National Park Service regional office staff to review your project.
National Historic Preservation Act of 1966 & "Section 106"Grants funded by the Historic Preservation Fund are subject to review under what is popularly called "Section 106" of the National Historic Preservation Act of 1966, as amended. Section 106, formally 54 USC 306108, requires Federal agencies to consider the impact (called "effect") of Federally funded projects on historic resources. The State, Tribal, Local, Plans & Grants Division will work with State and Tribal Historic Preservation Offices on your behalf to coordinate this review. The Advisory Council on Historic Preservation has prepared a helpful guide to this process.
EasementsGrantees undertaking development projects are required to place an easement (also called a covenant) on the entire property in order to protect the grant-assisted work. These requirements are described more fully in the Historic Preservation Fund Grants Manual. Develpment projects include both construction, sometimes referred to as "bricks and mortar" work, and any ground-disturbing activity.
Other grant programs, like Save America's Treasures, have had different required easement terms. In addition, some easement-holding organizations may require different terms as a condition of holding the easement; for example, some states will only hold easements in perpetuity.
The minimum required term for easements executed under the all grant programs except Save America's Treasures is outlined below and also appears in the HPF grant manual. The term of the easement is based upon the amount of Federal grant funds received. Some jurisdictions may refer to the easement as a covenant or, in lieu of an easment, require a covenant. Regardless of the name, the minimum term limits below still apply and the document must be recorded on the property deed. Expenses associated with the preparation and filing of the preservation agreement, covenant, or easement are eligible to be charged to your grant.
Model EasementA model easement that meets minimum grant requirements is available; however, it will need to be modified to meet local, state, or tribal requirements.
|Grant Amount||Time Requirement / Type of Document|
|$1-$10,000||5-year minimum preservation agreement; covenant amending the deed is not required|
|$10,001-$25,000||5-year minimum covenant|
|$25,001-$50,000||10-year minimum covenant|
|$50,001-$100,000||15-year minimum covenant|
|$100,001+||20-year minimum covenant|